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Jeffrey Holik published in Financial Markets Association: The Department of Labor Conflict of Interest Rule: Some Modest Predictions

June 30, 2016

Jeff Holik and Vincent Hsia were published in the June 2016 edition of “Market Solutions,” the quarterly newsletter of the Financial Markets Association.  The article discusses DOL’s groundbreaking rules that extend ERISA fiduciary principles to Individual Retirement Accounts (“IRAs”).  The authors provide practical insights on some of the most significant impacts these sweeping new requirements will have on the market for personal retirement and financial advice, particularly as they affect how broker-dealers service IRAs. 

Read the full article here