Jeff Holik spoke at Securities Enforcement Forum in Washington, DC
November 4, 2015
Jeffrey Holik served on the faculty at the Securities Enforcement Forum 2015, a one-day conference held on November 4 at the Mayflower Hotel in Washington, D.C. that brought together current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. Mr. Holik spoke at the Enforcement Priorities panel.
He addressed legal and regulatory risk arising from the sale of complex products and recent developments in Cybersecurity risk control and governance. The panel’s remarks were the subject of an article in Investment News.
Read the full article at Investment News.