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Jeff Holik published in Bloomberg BNA: Cultivating a ‘Culture of Compliance”

August 3, 2015

“Sound Broker-Dealer Governance: Cultivating a ‘Culture of Compliance’,” an article written by Jeff Holik and Emily Gordy, partners in Shulman Rogers’ Financial Regulatory and Compliance Practice group, was published by Bloomberg BNA on August 3, 2015.

Read the full article here.